Privacy Policy for Independent Wealth Connections
At Independent Wealth Connections, we are committed to safeguarding your personal information in compliance with Regulation S-P (SEC), FINRA Rule 3110, and other applicable privacy laws. By providing your information, you consent to the collection, use, and sharing of your data as outlined below:
Information Collection:
We collect personal information such as your name, contact details, and financial data, which is necessary to provide our services, including financial planning, investment advice, and related communications. You have the right to access, correct, or request deletion of your personal information, subject to regulatory requirements. We retain personal data only for as long as necessary to provide our services and comply with applicable regulations.
Use of Information:
Your information will be used to contact you for consultations, account updates, and services relevant to your financial needs. This includes newsletters, reports, and important notifications about your financial portfolio. We only share your information with third-party service providers essential for delivering our services or as required by regulatory authorities. All third parties are bound by confidentiality agreements to protect your information.
Electronic Communication and Automated Calls:
By providing your contact details, you consent to receiving electronic communications, including emails, SMS messages, and automated calls about services, consultations, and updates from Independent Wealth Connections. You can opt out of these communications at any time by contacting us.
Data Protection:
We use encryption, secure access controls, and conduct regular audits to protect your personal information from unauthorized access or disclosure. Our employees are trained to handle your data according to privacy standards and internal procedures, ensuring its confidentiality. We do not sell your personal information to any third parties.
Compliance with Regulations:
In accordance with Regulation S-P and FINRA Rule 3110, we adhere to strict guidelines to ensure the security and confidentiality of your personal information. We maintain a formal process to handle complaints or disputes concerning data privacy, and in the event of a data breach, we will notify affected individuals and regulators as required by law.
Questions and Opt-Out Requests:
If you have any questions about how your data is handled or wish to opt out of communications, please contact us directly.
